PRIIPs & CCI Compliance

The journey to PRIIPs compliance starts with a crucial step: thorough data collection. It involves gathering a time-series of financial information, product-specific text that sheds light on the nature of the investment, and detailed insights into the product's cost structure. Automating this data flow is a top priority for us. We're committed to customizing our processes to fit seamlessly with each client's unique file formats and operational models, ensuring a smooth and efficient move towards automation. For instance, we've established interfaces with fund administrators for other clients. The foundation of a successful PRIIP KID lies in accurate and current data. In case you want to know more how data flows in RiskConcile, you can navigate to RiskConcile Data.

Once the necessary data is in hand, the action shifts to PRIIPSLab. This is where the magic happens: complex calculations are performed and documents are crafted. PRIIPSLab, our in-house powerhouse, is designed to handle the intricate calculations needed to generate PRIIP KIDs, UCITS KIIDs, (C)EPT templates, and EMT templates. It's all about ensuring the accuracy and compliance of the documents we produce.

After processing, the final products - PRIIP KIDs, UCITS KIIDs, (C)EPT templates, and EMT templates - are made available through our user-friendly, cloud-based client portal. This step guarantees that the documents are ready and accessible for distribution; to retail investors or regulatory authorities.

In the initial setup phase, price data is automatically sourced through an administrator or another pre-agreed method. RiskConcile then performs monthly calculations in the first half of each month, followed by the production and distribution of documents, through our dissemination solution. Any updates to the PRIIP KID, including narratives and ongoing costs, can be easily communicated to the RiskConcile Account Manager.

We're all about automating every step of the compliance process, from importing data and connecting with administrators to crunching numbers and producing documents. This automation reduces errors and boosts efficiency, giving you confidence in our solutions. Our cloud-based client portal makes managing your compliance documents a breeze. Or, if you prefer, RiskConcile can take care of distributing all the necessary documents to the right people, ensuring a smooth and hassle-free compliance process. In case you want to know more how data flows in RiskConcile, you can navigate to RiskConcile Data.

Our solution is a one-stop shop for centralizing data, automating complex calculations, and streamlining the production of PRIIP KIDs, UCITS KIIDs, (C)EPT templates, and EMT templates. You can customize our services to fit your organization's needs, whether you opt for our Managed Service, Software-as-a-Service (SaaS), or API integration for calculations.

Being purpose-built, it is perfect for firms who want accurate, regulatory-calibrated calculations but without needing the full suite of compliance tools. This service is easily integrated with your existing systems and is callable via API (Scenarios, SR(R)I, Performance fees, VaR-Equivalent Volatility (VEV), Reduction in Yield (RIY)…), which enables the exact processing required for generating metrics demanded under PRIIPs compliance to be both efficient and timely.

But our expertise doesn't stop at UCITS and Category 2 PRIIPs. We're fully equipped to handle the most complex financial products, including private equity and debt funds, real estate funds, and structured products. Our commitment to regulatory compliance covers a wide range of financial instruments, ensuring comprehensive support for even the most sophisticated products.

At RiskConcile, we know MOPs. Through our dedicated MOPs solution we can easily navigate on your behalf these complex undertakings for PRIIPs' compliance, especially with these unique requirements as it pertains to MOPs and PRIIPs. Consider RiskConcile as your choice provider of expertise in MOPs. We assure you proper reflection of the multidimensional details that describe MOPs in your PRIIPs KIDs to satisfactory regulatory standards.

We take immense pride in our expertise in managing complex PRIIPs, including structured products, hedge funds, equity-linked notes, debt instruments, hybrid bonds, currency swaps, and even Category I products, like Private Equity Products. These instruments often require sophisticated calculations and regulatory understanding. Our team's expertise ensures that we can adeptly handle these complexities and deliver compliant, accurate PRIIP KIDs promptly.

Our team is made up of experienced financial professionals, including former derivatives traders, asset managers, risk managers, and private equity experts. With this deep knowledge, we understand the unique details of your financial products and funds. This helps us customize our PRIIPs compliance solutions to fit your needs perfectly.

We can deliver PRIIPs KIDs, UCITS KIIDs, EPT templates, and EMT templates in as little as 24 hours. This quick service means you can meet regulatory obligations promptly and provide essential information to investors without delay.

We are deeply committed to a client-centered philosophy. Our in-house technology team is always ready to customize our solutions to your specific requirements, whether it's workflow preferences, data integration, or other unique needs. This approach ensures you get the most value from our services.

RiskConcile offers an exceptional value proposition at an affordable price point. We understand the importance of cost-effectiveness for financial institutions and asset managers. Our pricing model is designed to provide top-quality PRIIPs compliance solutions at a budget-friendly price, ensuring you get the best value for your investment.